Step into Fidelity's Corporate Compliance Branch Manager role, ensuring top-notch compliance standards and training programs for Wealth Advisors across Canada. Perk from hybrid working options and a supportive culture. In this strategic position, you'll report to the Director, Dealer Compliance, focusing on supervising compliance activities, providing necessary training, and collaborating on corporate initiatives.

Your leadership will foster a compliance-focused culture while enhancing relationships with Wealth Advisors through support and communication. Key Responsibilities:
Lead daily compliance activities and oversight
Conduct comprehensive training for Wealth Advisors and related staff
Regularly review and update compliance practices
Collaborate on audits and regulatory inquiries
Ensure adherence to ethical standards company-wide Requirements:
5+ years in compliance roles within CIRO framework
Degree in a relevant field or equivalent experience
Mandatory courses: Canadian Securities Course and others
In-depth knowledge of securities regulations
Excellent written and oral communication skills Utilize your compliance expertise to enhance Fidelity’s mission and client impact.

📌 Manager Of Corporate Compliance At Fidelity Toronto (Canada)
🏢 Socket.dev
📍 Canada