Act as an Investment Compliance Approval Officer at RBC in Toronto, focusing on account documentation compliance and customer service. Contribute to seamless account operations in this full time role. This role involves reviewing recent account applications to ensure they comply with CIRO and internal standards.

You’ll work closely with operations and business teams to resolve inquiries, ensuring timely account activations. A passion for compliance and effective problem-solving is essential for success. Key Responsibilities:
Review documentation to maintain regulatory compliance
Mentor teams on account policies and procedures
Conduct eligibility assessments for margin and options
Complete daily approvals within set timeframes
Support initiatives enhancing operational effectiveness Requirements:
CIRO Supervisor Certification (valid required)
At least 2 years investment industry experience
Solid analytical skills and problem resolution capabilities
Bachelor’s degree or equivalent educational background
Understanding of securities industry and operations Bring your investment knowledge and compliance expertise to RBC and make a difference.

📌 Investment Compliance Approval Officer Toronto
🏢 RBC
📍 Toronto