24 Sep
|
Fidelity International
|
Toronto
24 Sep
Fidelity International
Toronto
Excel in a Compliance Analyst position with Fidelity Clearing Canada, working within a adaptable hybrid schedule. Engage in ensuring compliance and managing regulatory documentation and inquiries. In this pivotal role, reporting to the Director of Compliance, you will be part of a team dedicated to regulatory compliance and operational support for the firm.
Key functions include audits, process improvements, and training for staff on compliance issues. Your contributions will facilitate robust compliance functions within the company. Key Responsibilities:
Manage inquiries in the Compliance mailbox
Assist in compliance report preparation and metrics
Support in policy review and enhancement projects
Coordinate audit compliance requests and data collection
Handle incident management and escalation processes Requirements:
A university degree or equivalent experience
Minimum of 3 years in the investment industry
Solid knowledge of compliance regulations
Exceptional analytical and communication abilities
Proficiency in Microsoft Office and relevant systems Become a vital asset in Fidelity's Compliance team, enhancing operational integrity and regulatory adherence.
📌 Fidelity Canada Compliance Analyst Role Toronto
🏢 Fidelity International
📍 Toronto