Join RBC as a Contract Regulatory Compliance Analyst, focusing on trade reporting in Toronto. Drive accountability in compliance for OTC derivatives within capital markets. The CM Canadian Regulatory Services team is dedicated to navigating complex reporting requirements from various global regulators.

Your role will engage in thorough daily reconciliations, issue investigations, and cooperative problem-solving to uphold compliance standards, all while mitigating operational risks. Key Responsibilities:
Execute daily and weekly trade reporting reconciliations
Address regulatory rejection root causes
Monitor daily exceptions in the Global Trade Repository
Investigate portfolio discrepancies with counterparties
Document business controls and compliance procedures Requirements:
Over 1 year of operational experience in a high-pressure setting
Bachelor’s degree in Business, Finance, Math, or Engineering
Expertise in the capital markets transaction lifecycle
Knowledge of regulatory frameworks like CFTC and SEC
Proficient in Microsoft Office tools Contribute your skills to enhance RBC’s compliance framework in Toronto.

📌 Contract Regulatory Compliance Analyst In Toronto
🏢 RBC
📍 Toronto