Regulatory Compliance Analyst
Downtown Toronto
Hybrid
7 am - 3 pm hours
Our client, a growing company located in the downtown core of Toronto is hiring! They are looking to hire a Regulatory Compliance Analyst to join its team. This role will have working hours of 7 am - 3 pm. Some hybrid work offered.
In this role the successful candidate will report to the managing director of the corporate services team.
Duties & Responsibilities will include: Provides project or program support to a functional group or business process by relying on their expert knowledge of compliance regulatory systems such as SEDAR+, SEDI, OTC, OSC and others.
Monitors program/project/system status and timetables.
Applies knowledge of and experience in company operations to assist in the development, implementation and administration of program/system guidelines and procedures.
Provides technical support, which may include program/system training, program/system documentation, data extraction, data review and tracking.
Acts as a subject matter expert on compliance rules and regulations




Receives and processes compliance approval requests and provides proper documentation/communication for internal/external requests.
Be available to respond to occasional requests outside of assigned work hours.
Requires full job knowledge of systems and procedures obtained through prior work experience or education.
Requirements: Minimum of 2 years of relevant experience.
Solid knowledge with regulatory systems such as SEDAR+, SEDI, EDGAR, CSE and TSX/TSX-V.
Excellent organizational skills and problem-solving skillscapacity to manage multiple priorities and tasks simultaneously; ability to work under pressure.
Interpersonal skills: exceptional verbal/writ
Superior knowledge of Microsoft Office Suite more particularly Excel
University degree or equivalent certification would be an asset but is not a requirement.
Law Clerk, Law Associates, Paralegal diploma/degree, or Regulatory Compliance certification would be an asset but is not a requirement.
Background and/or education in the field of Canadian Securities Regulation and Canadian Regulatory Compliance would be an asset

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📌 Regulatory Compliance Analyst (Ontario)
🏢 Linds & Associates
📍 Ontario