Leverage your compliance expertise as an Associate in Marketing Governance at TD Asset Management in Toronto, Ontario. This role emphasizes accurate assessment and review of sales communications in alignment with regulatory guidelines.

Joining the Global Regulatory & Policy Governance team, you will report to the VP & Director of Marketing Governance. Your responsibilities include ensuring the compliance of marketing materials while applying your knowledge from 4+ years in compliance, legal, or regulatory risk management fields. Collaborate with key stakeholders to enhance overall governance effectiveness.

Key Responsibilities:
• Scrutinize sales communications for compliance and clarity
• Confirm the inclusion of all necessary disclaimers




• Document and report findings for senior management
• Maintain comprehensive testing logs and support audits
• Guide partners in developing compliant marketing materials

Requirements:
• 4+ years in compliance or relevant sectors
• Familiarity with Canadian and U.S. sales regulations
• University degree/diploma preferred
• Additional certifications like CSC or CPH valued
• Robust attention to detail and communication skills

Drive marketing governance excellence forward with your foundational regulatory knowledge at TD Asset Management.
#J-18808-Ljbffr

📌 TD Marketing Governance Associate Role (Ontario)
🏢 TD Bank
📍 Ontario