Explore a pivotal role at TD Asset Management as an Associate in Regulatory and Policy Governance located in Toronto. Focus on compliance governance and risk management initiatives to drive organizational success.

This position within the TDAM Regulatory & Policy Governance team requires a proactive approach in leading compliance activities and managing regulatory assessments. You will engage with stakeholders to elevate compliance measures and ensure efficient controls while fostering team collaboration and sharing expertise across departments.

Key Responsibilities:
• Lead annual RCM self-assessment and review processes
• Identify compliance risk and support action plan development
• Update RCM documents for enterprise alignment




• Coordinate regulatory change management and documentation
• Build solid working relationships with compliance partners

Requirements:
• 3–5 years in regulatory risk management or compliance roles
• Familiarity with asset management principles is beneficial
• Strong written and verbal communication abilities
• Strategic analytical thinking and attention to detail
• Proficient in Microsoft 365 suite

Contribute to TD’s commitment to regulatory compliance, exploring growth opportunities in a supportive environment.
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📌 Associate for Regulatory Governance at TD (Ontario)
🏢 The Toronto-Dominion Bank (Canada)
📍 Ontario