Lead trade surveillance efforts as a Senior Manager at BMO Financial Group. Champion compliance initiatives and risk management strategies in this critical finance role.

As a key player in BMO’s Finance & Accounting team, you will oversee compliance governance and enhance the regulatory framework surrounding trading activities. This senior role requires strong leadership and collaboration with various stakeholders, from internal audit teams to regulators, ensuring comprehensive compliance oversight.

Key Responsibilities: • Develop sustainable compliance frameworks for trading activities • Represent BMO during regulatory examinations and audits • Recommend enhancements to surveillance and governance frameworks • Monitor emerging regulatory trends and market conditions • Lead remediation initiatives from compliance assessments

Requirements: • 9+ years in Compliance or related fields • Deep insight into trading products and risk management • Experience with surveillance systems and compliance programs • Degree in Finance, Accounting, or related discipline • Expertise in analytical and cooperative skills

Drive compliance excellence within BMO and enhance the trading environment effectively.

📌 Trade Surveillance Senior Manager BMO (Toronto)
🏢 BMO
📍 Toronto