23 Sep
|
Ontario Securities Commission
|
Toronto
23 Sep
Ontario Securities Commission
Toronto
Be a pivotal part of the Ontario Securities Commission's leadership as a Senior Team Lead focusing on case assessments and enforcement tactics. This role thrives on innovation within a full time, fixed-term setting. You will play a critical role in leading investigations into securities misconduct, coordinating with various stakeholders to ensure timely and effective regulatory responses.
This position requires a strategic mindset and expertise in managing complex risk assessments while cultivating a culture of collaboration within your team to combat potential market abuses proactively. Key Responsibilities:
Lead assessment operations for securities misconduct inquiries
Innovate disruption strategies to mitigate investor risks
Guide regulatory teams on evidentiary standards
Foster relationships with law enforcement and regulatory bodies
Monitor case evaluations and report performance outcomes Requirements:
Law Degree (LL.B. or J.D.) or CPA qualification
At least 10 years' investigative experience in enforcement
Robust history of leading and developing compliance teams
In-depth knowledge of Ontario's securities systems and regulations
Excellent analytical and leadership capabilities Make significant strides in securities regulation and enforcement while enhancing investor protections in Ontario’s capital markets.
📌 Senior Team Lead For Securities Oversight Toronto
🏢 Ontario Securities Commission
📍 Toronto