22 Sep
|
Scotiabank
|
Toronto
22 Sep
Scotiabank
Toronto
Select how often (in days) to receive an alert: Title: Audit Manager, Global Compliance Audit Requisition ID: Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. Provide independent, objective assessment and evaluation of the effectiveness of the Global Compliance Function and of internal controls in place to mitigate regulatory risk. Accountable for assisting the VP and Director in the design and execution of the Annual Audit Strategy / Plan and audit programs covering Compliance Functions and Enterprise Compliance, including supporting the VP in developing and executing strategy for the Compliance Centre of Excellence (CoE). This includes participating in and coordinating audits with Business Line and Country audit teams to ensure appropriate coverage. The incumbent will execute audit engagements and is responsible for assisting with planning and reporting of assigned audits in accordance with department standards. Is this role right for you? In this role you will: Contributing member of the Global Compliance Centre of Excellence Assists in the development of the CoE Program (including Regulatory Compliance Management, Conduct,
Sales Practices, Privacy and Consumer Protection) through the roll‑out of a global audit program that ensures a consistent approach to audits of regulatory compliance risk across Audit Division Executes audits of the Compliance function (including as it relates to Regulatory Compliance Management, Conduct, Sales Practices, Privacy and Consumer Protection) to formulate a periodic opinion on the effectiveness of the function in managing regulatory compliance obligations across Scotiabank Liaises with Country / Business Audit teams to ensure consistency in audit coverage and execution Incorporates the results of audits executed by Business Line / Country audit teams to ensure adequate coverage across the Regulatory Compliance Management pillars of Compliance. Assists the Senior Manager in the development and management of the Compliance Audit Plan Executes the annual Compliance Plan and updates the Risk Assessment Database Maintains a thorough understanding of risks and processes within regulatory compliance related functions of the
📌 Audit Manager, Global Compliance Audit (Toronto)
🏢 Scotiabank
📍 Toronto