22 Sep
|
Questrade Financial Group
|
Toronto
22 Sep
Questrade Financial Group
Toronto
Questrade Financial Group (QFG) , through its companies - Questrade, Questbank, Questrade Wealth Management, Community Trust Company, Zolo, and Flexiti, provides securities and foreign currency investment, professionally managed investment portfolios, mortgages, real estate services, financial services and more. We use cutting-edge technology to help Canadians become much more financially successful and secure. At QFG, we combine human-centric collaboration with AI-driven innovation to redefine financial services. The ideal candidate will be a catalyst for change, using AI to transform and deliver unparalleled customer experiences and shaping a future where AI empowers our teams to do their best work. Join our diverse, inclusive, and hybrid workplace to unleash your creativity and nurture your curiosity without limits. If you share this sense of infinite possibility, come shape your future at QFG. What’s in it for you as an employee of QFG? Health & wellbeing resources and programs Paid vacation, personal, and sick days for work-life balance Competitive compensation and benefits packages Work-life balance in a hybrid environment with at least 3 days in office Career growth and development opportunities Opportunities to contribute to community causes Work with diverse team members in an inclusive and collaborative environment This job posting is for an existing vacancy. We’re looking for our next Senior Analyst, Compliance Data & Automation. Could It Be You? The Enterprise Compliance team ensures that Questrade and its affiliates operate within the rules and regulations prescribed by the Canadian Investment Regulatory Organization (CIRO), the Ontario Securities Commission (OSC), the Financial Consumer Agency of Canada (FCAC) and other provincial and territorial securities commissions, regulators and legislators.
Enterprise Compliance is in charge of various compliance programs including the investigation of escalated client complaints and reporting to regulators. The team is modernizing how these programs are delivered through data, automation, and AI, and this role sits at the centre of that effort. The Senior Analyst, Compliance Data & Automation designs, builds, and maintains the scripts, workflows, automations, and AI-enabled tools that make the Enterprise Compliance team’s work faster, more consistent, and more scalable. Working side by side with other team members who investigate escalated client complaints, the Senior Analyst identifies repetitive, manual, and data-heavy tasks and builds solutions that automate or accelerate them, always within the company’s privacy, legal, information security, and compliance requirements. No prior compliance experience is required: regulatory and product knowledge will be developed on the job with the support of an experienced team. This role is well suited to someone who brings a strong technical toolkit, genuine curiosity about AI, and the motivation, autonomy, and drive to make a visible difference in a rapid-paced and constantly evolving environment. Need more details? Keep reading… In this role, responsibilities include but are not limited to: Automation and AI development: Identifying repetitive, manual, or data-intensive tasks across the complaints-handling lifecycle and other compliance programs, and translate them into concrete automation opportunities. Designing, building, testing, and maintaining scripts, workflows, and automations using Python, SQL, N8N, Google Apps Script, and similar tools. Building solutions that accelerate investigations, such as tools that extract, structure, and summarize information from call recordings, email extracts,
📌 Senior Analyst, Compliance Data & Automation (Toronto)
🏢 Questrade Financial Group
📍 Toronto