Become a Gaming Conduct Compliance Examiner at CIRO and help safeguard investors in Canada's capital markets. This role combines compliance analysis and operational evaluation in a hybrid work setting. As part of the Trading Conduct Compliance team, you will assess Dealers’ adherence to securities regulations, focusing on equity and fixed income transactions.

Your insights will enhance compliance and foster improvements in trading practices. This position requires robust analytical skills and the ability to convey compliance findings effectively. Key Responsibilities:
Conduct compliance reviews of trading records and policies
Analyze dealer procedures for fixed income and OTC products
Prepare and present compliance reports to management




Engage with Dealers regarding compliance issues
Assist in industry studies and best practices development Requirements:
Minimum five years in a compliance role within the securities industry
Successful completion of Canadian Securities Course
Robust knowledge of trading compliance and regulations
Excellent analytical and communication skills
Ability to manage projects effectively Make a meaningful impact on Canadian capital markets through your compliance expertise at CIRO.

📌 Trading Conduct Compliance Examiner Role Vancouver
🏢 CIRO / OCRI
📍 Vancouver