Join Bank of America as a Supervisory Manager, focusing on regulatory compliance and team oversight in financial services. Ensure secure client account operations through your leadership.

As a Supervisory Manager, you will guide registered employees in administrative and trading tasks, ensuring risk is limited. Your role encompasses monitoring workflows, conducting supervisory reviews, and resolving complaints from clients across various platforms. You will oversee adherence to corporate policies and support team dynamics.

Key Responsibilities:
• Ensure team compliance with company policies
• Manage supervisory reviews and trade corrections
• Oversee complaint resolution in call centers
• Engage directly with clients when necessary
• Review client communications for compliance adherence

Requirements:
• Required licenses: FINRA Series 7, 8 or 9/10, 63/65 or 66
• Strong communication and leadership capabilities
• Experience with compliance and regulatory requirements
• Familiarity with Merrill Edge or operations
• Microsoft Office proficiency required

Leverage your supervisory skills to ensure compliance and operational excellence at Bank of America.
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📌 Bank of America Supervisory Manager (Ontario)
🏢 Bank of America
📍 Ontario