Raymond James Compliance Risk Manager Role (Ontario)

Raymond James Compliance Risk Manager Role (Ontario)

22 Sep
|
Raymond James
|
Ontario

22 Sep

Raymond James

Ontario

Elevate compliance standards in Canada as the Manager of Information Compliance Risk Management with Raymond James. This full time position is essential for navigating regulatory landscapes.

As the Manager of ICRM, you will report directly to the VP, Compliance Governance and play a vital role in ensuring compliance with regulations pertaining to privacy, IT, and record-keeping. You will manage responses to corporate changes and lead complex projects. Additionally, you will mentor and support your team while engaging with stakeholders across the organization.

Key Responsibilities:
• Define compliance program requirements and alignment
• Oversee risk assessments and remediation activities
• Manage ICRM representation in audits and projects




• Partner with business areas to assess compliance impact
• Lead and mentor a team of compliance professionals

Requirements:
• At least 5 years in a regulated financial services setting
• Knowledge of Canadian regulatory frameworks
• Proven leadership in compliance or project management
• Advanced analytical and decision-making skills
• Mastery of Microsoft Office applications

Contribute to compliance strategy and team development at Raymond James, ensuring regulatory readiness.
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📌 Raymond James Compliance Risk Manager Role (Ontario)
🏢 Raymond James
📍 Ontario

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