Drive compliance excellence at Fidelity as a Corporate Compliance Branch Manager, ensuring adherence to regulatory standards with a focus on Wealth Advisors. This position includes a hybrid work schedule. Reporting to the Director of Dealer Compliance, you will oversee compliance functions for Wealth Advisors across Canada.

Your role entails managing compliance education, conducting audits, and ensuring policies are up to date. By promoting a culture of accountability, you will play a crucial part in enhancing Fidelity’s compliance framework. Key Responsibilities:
Perform regular reviews of Wealth Advisors' compliance activities
Lead training for recent staff on compliance standards
Address inquiries and follow up on compliance documentation




Assist in audits and regulatory reviews as needed
Maintain and implement updated policies and procedures Requirements:
Minimum 5 years of compliance experience with CIRO
Bachelor's degree or equivalent experience
Necessary certifications like the Canadian Securities Course
Excellent mediation and communication skills
Familiarity with Microsoft Office applications Leverage your expertise to foster a solid compliance culture at Fidelity, enhancing the career development and integrity of Wealth Advisors.

📌 Fidelity Compliance Branch Manager Role Toronto
🏢 Fidelity International
📍 Toronto