Fidelity seeks a Compliance Manager with regulatory expertise for a hybrid role in Toronto. Oversee Trade Surveillance processes and ensure adherence to compliance regulations for optimal performance.

In this pivotal role under the Trade Compliance manager, you will direct the Trade Surveillance program and analyze trading practices for compliance with governance standards. By offering compliance training and oversight, you will play a vital role in shaping a robust compliance framework at Fidelity.

Key Responsibilities:
• Supervise daily operations of the Trade Surveillance systems
• Analyze trading activity to identify compliance risks
• Interact with regulatory bodies for compliance reporting




• Develop training materials and support compliance audits
• Monitor staff compliance and assist in policy development

Requirements:
• Minimum 5 years in compliance or trading roles
• Understanding of UMIR and other regulatory frameworks
• Excellent interpersonal and analytical skills
• Degree in finance, business, or a relevant field
• Capability to work with diverse compliance technologies

Make an impact at Fidelity by advancing compliance initiatives and embracing the challenges of a complex regulatory setting.
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📌 Fidelity Compliance Manager - Regulatory Focus (Ontario)
🏢 Fidelity Canada
📍 Ontario