Contribute to Fidelity Clearing Canada as a Compliance Analyst working in a hybrid schedule. Focus on compliance support while enhancing the firm’s regulatory practices.

As part of the Compliance team, reporting to the Director, Compliance, you will assist with various responsibilities, including managing regulatory inquiries and supporting audit processes. A minimum of three years' experience in the investment dealer industry equipped you to handle complex compliance tasks and enhance operational integrity. Your role will be key in ensuring compliance across the organization.

Key Responsibilities:
• Manage documentation for compliance audits
• Support various compliance projects and inquiries
• Assist in maintaining compliance documentation




• Collaborate on training regarding compliance topics
• Prepare metrics and reports for management

Requirements:
• University degree or relevant work experience
• At least 3 years' experience in the investment sector
• Experience with CIRO regulatory reporting is a plus
• Proficient in Microsoft Excel and Outlook
• Robust analytical and communication skills

Elevate your career in compliance with Fidelity Clearing Canada and make a significant impact.
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📌 Compliance Analyst Position at Fidelity Clearing (Ontario)
🏢 Fidelity Canada
📍 Ontario