Join BMO as a Compliance Governance Senior Manager, specializing in trade surveillance and regulatory compliance. This role prioritizes analytical skills and in-depth knowledge of compliance frameworks.

As a senior manager, you'll ensure that BMO’s trading operations adhere to regulatory requirements and internal policies. You will oversee audits, compliance assessments, and the development of governance strategies. Your role will involve staying updated with market trends to recommend actionable compliance improvements.

Key Responsibilities:



• Monitor compliance frameworks and control effectiveness • Lead strategic compliance change initiatives • Interface with regulatory bodies during examinations • Identify risks and recommend actionable responses • Facilitate audits and compliance reviews effectively

Requirements: • Typically 9+ years in relevant compliance roles • Robust working knowledge of trading lifecycle and operations • Experience with exception management and conduct-risk monitoring • Advanced analytical and problem-solving skills • Proven ability to influence and collaborate across teams

Bring your compliance expertise and analytical skills to enhance BMO’s regulatory frameworks and governance.

📌 Compliance Governance Senior Manager (Toronto)
🏢 BMO
📍 Toronto