Step into Fidelity's Corporate Compliance Branch Manager role, ensuring top-notch compliance standards and training programs for Wealth Advisors across Canada. Benefit from hybrid working options and a supportive culture. In this strategic position, you'll report to the Director, Dealer Compliance, focusing on supervising compliance activities, providing necessary training, and collaborating on corporate initiatives.

Your leadership will foster a compliance-focused culture while enhancing relationships with Wealth Advisors through support and communication. Key Responsibilities:

- Lead daily compliance activities and oversight
- Conduct comprehensive training for Wealth Advisors and related staff
- Regularly review and update compliance practices
- Collaborate on audits and regulatory inquiries
- Ensure adherence to ethical standards company-wide Requirements:
- 5+ years in compliance roles within CIRO framework
- Degree in a relevant field or equivalent experience
- Mandatory courses: Canadian Securities Course and others
- In-depth knowledge of securities regulations
- Excellent written and oral communication skills Utilize your compliance expertise to enhance Fidelity’s mission and client impact.

📌 Manager of Corporate Compliance at Fidelity (Toronto)
🏢 Socket.dev
📍 Toronto