Enhance compliance guidance within Sun Life as a Senior Branch Oversight Manager in a flexible setting. Focus on regulatory adherence while mentoring a skilled analyst team. As the Senior Branch Oversight Manager, you will collaborate with the Business Governance & Controls team to uphold standards in compliance practices for the Canadian Retail Advice and Solutions business.
You will lead risk assessments, develop oversight strategies, and facilitate constructive improvements while empowering your team to excel and innovate in operations. Key Responsibilities:
- Mentor and develop a high-performing analyst team
- Create and schedule branch oversight review processes
- Conduct risk assessments and testing to identify areas for improvement
- Manage oversight and training evaluation initiatives
- Track progress on identified issues and corrective measures Requirements:
- Bachelor’s degree and over 5 years in the financial sector
- Investment dealer experience beneficial
- In-depth understanding of CIRO and CSA guidelines
- Strong problem-solving and analytical skills
- Bilingualism essential for Quebec interactions Shape the future of compliance at Sun Life by leveraging your expertise in oversight and operational excellence.
📌 Senior Branch Oversight Manager at Sun Life (Montreal)
🏢 Sun Life Québec
📍 Montreal
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