Drive compliance excellence at Fidelity as a Corporate Compliance Branch Manager, ensuring adherence to regulatory standards with a focus on Wealth Advisors. This position includes a hybrid work schedule.
Reporting to the Director of Dealer Compliance, you will oversee compliance functions for Wealth Advisors across Canada. Your role entails managing compliance education, conducting audits, and ensuring policies are up to date. By promoting a culture of accountability, you will play a crucial part in enhancing Fidelity’s compliance framework.
Key Responsibilities:
• Perform regular reviews of Wealth Advisors' compliance activities
• Lead training for current staff on compliance standards
• Address inquiries and follow up on compliance documentation




• Assist in audits and regulatory reviews as needed
• Maintain and implement updated policies and procedures
Requirements:
• Minimum 5 years of compliance experience with CIRO
• Bachelor's degree or equivalent experience
• Necessary certifications like the Canadian Securities Course
• Excellent mediation and communication skills
• Familiarity with Microsoft Office applications
Leverage your expertise to foster a strong compliance culture at Fidelity, enhancing the professional development and integrity of Wealth Advisors.
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📌 Fidelity Compliance Branch Manager Role (Toronto)
🏢 Fidelity International
📍 Toronto