Elevate your career as a Compliance Manager with Fidelity Clearing Canada in Toronto. This hybrid role centers on managing complex accounts in compliance with regulatory standards.

As part of your role as Compliance Manager FCC, you will collaborate with the Complex Compliance Manager to ensure all complex account processes adhere to regulations like AML, QI/FATCA, and CRS. Applicants should possess a minimum of 5 years of relevant experience. You will also play a vital role in training staff and supporting regulatory audits.

Key Responsibilities: • Facilitate complex account openings and due diligence • Train team members on compliance best practices • Collaborate across departments for effective processes • Manage compliance-related inquiries and audits • Update compliance documentation and procedures

Requirements: • University Degree or similar experience • At least 5 years in compliance or broker-dealer operations • Robust relationship-building skills • Detail-oriented with high analytical capabilities • Advanced proficiency in Microsoft Office Suite

Utilize your compliance expertise to safeguard Fidelity's integrity in the financial sector.

📌 Hybrid Compliance Manager Position At Fidelity Winnipeg (Canada)
🏢 Fidelity International
📍 Canada