Shape compliance strategies as a Branch Oversight Manager at Sun Life. In this hybrid position, you'll lead teams and drive operational efficiency to ensure top-notch client experiences.

The Branch Oversight Manager is integral to the Business Governance & Controls team, reporting to the Director of Branch Oversight and Quality Assurance. This role involves close collaboration with the analysis and review teams to identify compliance risks and improve practices across registered locations. Your leadership skills will motivate a culture of high-performance and continuous improvement.

Key Responsibilities:
• Mentor the analyst team to foster collaboration
• Establish and manage annual oversight review schedules
• Lead risk-based testing to identify improvement areas




• Manage scoping activities within compliance systems
• Elevate and track remediation of compliance issues

Requirements:
• Minimum 5 years in financial services, specifically wealth management
• Experience in an OSFI-regulated workplace
• Proficient in risk management and analytical problem-solving
• Excellent communication for diverse stakeholder engagement
• Must register with a securities dealer post-hire

Enhance your career by influencing compliance practices and client service excellence at Sun Life.
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📌 Compliance Manager - Branch Oversight Sun Life (Ontario)
🏢 Socket.dev
📍 Ontario