Senior Counsel Financial Regulatory Enforcement (Ontario)

Senior Counsel Financial Regulatory Enforcement (Ontario)

21 Sep
|
Financial Services Organization
|
Ontario

21 Sep

Financial Services Organization

Ontario

Shape regulatory strategies as a Senior Counsel within a prominent Canadian financial services firm. This hybrid role entails advising on enforcement matters and managing investigations in Toronto.

You will engage in high-level legal counsel focused on regulatory enforcement and assist in complex compliance issues. Key functions include interpreting financial regulations, coordinating with external counsel, and preparing legal opinions on various matters. In addition, you’ll support regulatory communications, develop response strategies, and monitor changes in regulatory frameworks, safeguarding the organization’s interests.

Key Responsibilities:
• Advise on regulatory investigations and assess enforcement actions
• Collaborate with compliance teams to offer legal advice




• Interpret and analyze relevant financial regulations
• Coordinate efforts with external legal counsel
• Prepare and deliver legal opinions on regulatory issues

Requirements:
• JD from a recognized Canadian law school
• Valid provincial law license in Canada
• Experience in regulatory law and financial services
• Solid legal writing and communication abilities
• Proven analytical skills in legal matters

Use your legal expertise to support regulatory compliance and enforce standards at a top financial institution.
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📌 Senior Counsel Financial Regulatory Enforcement (Ontario)
🏢 Financial Services Organization
📍 Ontario

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