Step into Fidelity's Corporate Compliance Branch Manager role, ensuring top-notch compliance standards and training programs for Wealth Advisors across Canada. Benefit from hybrid working options and a supportive culture.

In this strategic position, you'll report to the Director, Dealer Compliance, focusing on supervising compliance activities, providing necessary training, and collaborating on corporate initiatives. Your leadership will foster a compliance-focused culture while enhancing relationships with Wealth Advisors through support and communication.

Key Responsibilities:
• Lead daily compliance activities and oversight
• Conduct comprehensive training for Wealth Advisors and related staff
• Regularly review and update compliance practices




• Collaborate on audits and regulatory inquiries
• Ensure adherence to ethical standards company-wide

Requirements:
• 5+ years in compliance roles within CIRO framework
• Degree in a relevant field or equivalent experience
• Mandatory courses: Canadian Securities Course and others
• In-depth knowledge of securities regulations
• Excellent written and oral communication skills

Utilize your compliance expertise to enhance Fidelity’s mission and client impact.
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📌 Manager of Corporate Compliance at Fidelity (Ontario)
🏢 Socket.dev
📍 Ontario