Hybrid Corporate Compliance Lead – Wealth Oversight (Ontario)

Hybrid Corporate Compliance Lead – Wealth Oversight (Ontario)

21 Sep
|
Fidelity Canada
|
Ontario

21 Sep

Fidelity Canada

Ontario

Fidelity Canada is seeking a Corporate Compliance Branch Manager to oversee Daily Tier 1 supervision of Wealth Advisors across Canada. You will ensure robust policies, train new Fidelity Wealth advisors, and assist with regulatory reviews and audits.
The role emphasizes creating a compliant culture and coordinating with the Director and CCO. The position requires extensive CIRO experience, strong communication, and leadership skills, with versatile working arrangements including remote, hybrid,

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📌 Hybrid Corporate Compliance Lead – Wealth Oversight (Ontario)
🏢 Fidelity Canada
📍 Ontario

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