Senior Team Lead for Securities Oversight (Winnipeg)

Senior Team Lead for Securities Oversight (Winnipeg)

21 Sep
|
Ontario Securities Commission
|
Winnipeg

21 Sep

Ontario Securities Commission

Winnipeg

Be a pivotal part of the Ontario Securities Commission's leadership as a Senior Team Lead focusing on case assessments and enforcement tactics. This role thrives on innovation within a full-time, fixed-term setting.

You will play a critical role in leading investigations into securities misconduct, coordinating with various stakeholders to ensure timely and effective regulatory responses. This position requires a strategic mindset and expertise in managing complex risk assessments while cultivating a culture of collaboration within your team to combat potential market abuses proactively.

Key Responsibilities:



• Lead assessment operations for securities misconduct inquiries • Innovate disruption strategies to mitigate investor risks • Guide regulatory teams on evidentiary standards • Foster relationships with law enforcement and regulatory bodies • Monitor case evaluations and report performance outcomes

Requirements: • Law Degree (LL.B. or J.D.) or CPA qualification • At least 10 years' investigative experience in enforcement • Solid history of leading and developing compliance teams • In-depth knowledge of Ontario's securities systems and regulations • Excellent analytical and leadership capabilities

Make significant strides in securities regulation and enforcement while enhancing investor protections in Ontario’s capital markets.

📌 Senior Team Lead for Securities Oversight (Winnipeg)
🏢 Ontario Securities Commission
📍 Winnipeg

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