21 Sep
|
Ontario Securities Commission
|
Toronto
21 Sep
Ontario Securities Commission
Toronto
Be a pivotal part of the Ontario Securities Commission's leadership as a Senior Team Lead focusing on case assessments and enforcement tactics. This role thrives on innovation within a full-time, fixed-term setting. You will play a critical role in leading investigations into securities misconduct, coordinating with various stakeholders to ensure timely and effective regulatory responses.
This position requires a strategic mindset and expertise in managing complex risk assessments while cultivating a culture of collaboration within your team to combat potential market abuses proactively. Key Responsibilities:
- Lead assessment operations for securities misconduct inquiries
- Innovate disruption strategies to mitigate investor risks
- Guide regulatory teams on evidentiary standards
- Foster relationships with law enforcement and regulatory bodies
- Monitor case evaluations and report performance outcomes Requirements:
- Law Degree (LL.B. or J.D.) or CPA qualification
- At least 10 years' investigative experience in enforcement
- Robust history of leading and developing compliance teams
- In-depth knowledge of Ontario's securities systems and regulations
- Excellent analytical and leadership capabilities Make significant strides in securities regulation and enforcement while enhancing investor protections in Ontario’s capital markets.
📌 Senior Team Lead for Securities Oversight (Toronto)
🏢 Ontario Securities Commission
📍 Toronto