Join a leading financial services firm as a Compliance and Regulatory Expert based in Montreal. This full time role combines hybrid flexibility with an attractive salary and comprehensive advantages. In this position, you will report to the Chief Compliance Officer and contribute to managing complex regulatory compliance matters within the securities industry.

Your expertise will be vital in leading investigations, analyzing new regulations, and participating in the development of policies and internal controls. You will navigate high-risk compliance scenarios, ensuring that best practices are upheld throughout the organization. Key Responsibilities:
Act as a senior expert on securities brokerage regulations
Lead support for high-risk compliance matters




Analyze and implement current regulatory requirements
Participate in developing compliance policies and procedures
Coordinate regulatory examinations and action plans Requirements:
Significant experience in compliance within financial services
Strong knowledge of CIRO and CSA regulations
Familiarity with investment dealer products
Ability to manage complex compliance cases autonomously
Excellent bilingual communication skills Drive regulatory excellence and exceed compliance objectives in this impactful role.

📌 Montreal Compliance And Regulatory Expert Montreal West (Canada)
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📍 Canada