20 Sep
|
Ontario Securities Commission
|
Ontario
20 Sep
Ontario Securities Commission
Ontario
Be a pivotal part of the Ontario Securities Commission's leadership as a Senior Team Lead focusing on case assessments and enforcement tactics. This role thrives on innovation within a full-time, fixed-term setting.
You will play a critical role in leading investigations into securities misconduct, coordinating with various stakeholders to ensure timely and effective regulatory responses. This position requires a strategic mindset and expertise in managing complex risk assessments while cultivating a culture of collaboration within your team to combat potential market abuses proactively.
Key Responsibilities:
• Lead assessment operations for securities misconduct inquiries
• Innovate disruption strategies to mitigate investor risks
• Guide regulatory teams on evidentiary standards
• Foster relationships with law enforcement and regulatory bodies
• Monitor case evaluations and report performance outcomes
Requirements:
• Law Degree (LL.B. or J.D.) or CPA qualification
• At least 10 years' investigative experience in enforcement
• Solid history of leading and developing compliance teams
• In-depth knowledge of Ontario's securities systems and regulations
• Excellent analytical and leadership capabilities
Make significant strides in securities regulation and enforcement while enhancing investor protections in Ontario’s capital markets.
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📌 Senior Team Lead for Securities Oversight (Ontario)
🏢 Ontario Securities Commission
📍 Ontario