19 Sep
|
ciro]
|
Montreal
Invest in your career as a Case Assessment Officer with the Canadian Investment Regulatory Organization (CIRO). This hybrid role focuses on protecting investors and maintaining market integrity. As a CAO in CIRO's Enforcement Department, you will conduct essential preliminary investigations of regulatory complaints from the public and other regulatory bodies.
Your work will involve meticulous document analysis and crafting explicit reports that influence key regulatory decisions, ensuring adherence to the highest standards. Key Responsibilities:
- Conduct analysis and prepare detailed financial assessment reports
- Evaluate and recommend actions for dealer-related regulatory complaints
- Maintain organized records of all case assessments
- Draft letters to stakeholders regarding assessment outcomes
- Summarize submissions in CIRO’s database daily Requirements:
- Minimum of a university degree in finance or economics
- Canadian Securities Course is mandatory
- 2-3 years in financial services required
- Strong problem-solving and organizational skills
- Excellent communication abilities, both written and verbal Contribute your expertise to support CIRO’s mission of enhancing investor confidence.
📌 Invest in Your Future: Be a CAO at CIRO (Montreal)
🏢 ciro]
📍 Montreal