About UsLet us introduce ourselves. With 300+ employees across Canada, ivari is a company that’s making a difference in the world of life insurance. How? By finding and hiring employees who are passionate about helping people protect their families, and by giving them the best, most supportive workplace possible.Let us introduce ourselves. With 300+ employees across Canada, ivari is a company that’s making a difference in the world of life insurance. How? By finding and hiring employees who are passionate about helping people protect their families, and by giving them the best, most supportive workplace possible.Ivari is part of Sagicor Financial Corporation, a leading financial services provider with over 185 years of history operating across the Caribbean, US, and Canada. We offer a wide range of products and services, including life and health insurance, annuities, pension administration and investment services.At ivari, everyone is welcome! It is our mission to attract, develop, and retain a workforce that is as diverse as the customers we serve and the communities in which we do business. We offer an inclusive and accessible work environment where all employees and customers feel valued, respected, and supported.Here’s the job opportunity…The Compliance Specialist, Investigations is a recent vacancy that will be responsible for supporting the Distribution Compliance program through conducting advisor investigations and data and trends analysis. You will ensure all assigned investigations are handled in a fair, transparent, objective, and factual manner in accordance with regulatory requirements, fair treatment obligations and ivari policies.As a Compliance Specialist - Investigations, you will …Gather information and conduct impartial, independent, and objective investigations of sales advisorsDevelop and maintain a high level of expertise in regulations,



directives and guidance which apply to ivari sales advisorsMake recommendations for actions based on investigationsEnsure effective and timely communications with stakeholders on investigations, including courses of action, outcomes, associated risks and recommendationsPrepare investigation report or substantive response letters for each investigative matterMonitor advisors’ corrective and remedial action plansAssist in review of escalated complaints in accordance with fair treatment and regulatory obligationsProvide a Final Position Letter to the complainants and/or regulatorsMonitor and analyze trends in sales advisor’s conduct to recommend proactive measures for risk mitigation strategies to managementWhat We Are Looking For…Post‑secondary education that would align with the positionMinimum 5 years’ experience in a compliance investigative role in the financial services industry at a bank, insurance company, or securities firmSound understanding of insurance activities, products, and practicesStrong verbal and written communication skillsStrong analytical skills to make rational and logical deductions at times with limited informationAbility to gather, analyze, organize, document and present large volumes of information in a succinct and organized manner.Current knowledge of regulations including relevant insurance policies and regulatory notices, applicable provincial and territorial rules,



and regulationsFinancial services industry association memberships are an assetBilingual in English and French (verbal and written) is an assetTechnical knowledge and skill/ability with information and data management related toolsWhat we pay…Pay Range: $70,000 - $90,000What's In It For YouAt ivari, it's important for us to keep our people motivated, recognized and rewarded. We offer competitive base salaries plus a bonus, one of the many reasons ivari is a great place to work.We also offer health and dental benefits for the entire family from Day 1! But that’s just the beginning. When you join the ivari team you also get…Competitive compensation and annual bonus opportunityComprehensive health and dental benefits [for you and your family]Pension and employee savings plans with company matching contributionsHybrid work arrangement with dedicated in-office collaboration daysCompetitive vacation and paid time-off programsProfessional development and continuous learning opportunitiesCollaborative culture where individual contributions have visible impactWellness programs supporting physical and mental healthWho You Are…Someone who enjoys a culture where everyone is genuinely respectful and you can be your authentic self every day. Your contributions and opinions are not only sought, but valued. You know the importance of, and live by, our core values of…Bringing clarity and focus to your workTaking ownership and doing what you say you willRemaining flexibleCollaborating with othersDoes this sound like you? We’re looking for great people to join our team!Our commitment to inclusivity is reflected in the safeguards, policies and commitments we have in place to remove barriers and provide equal opportunities to prospective and current employees, without discrimination.ivari does not utilize AI in our recruitment process to screen, select, or assess applicants#J-18808-Ljbffr

📌 Bilingual Compliance Specialist Opportunity - $62,000 - $79,000 A Year (Winnipeg)
🏢 Aviso Wealth
📍 Winnipeg