Join a leading financial services firm as a Compliance and Regulatory Expert based in Montreal. This full-time role combines hybrid flexibility with an attractive salary and comprehensive benefits.

In this position, you will report to the Chief Compliance Officer and contribute to managing complex regulatory compliance matters within the securities industry. Your expertise will be vital in leading investigations, analyzing new regulations, and participating in the development of policies and internal controls. You will navigate high-risk compliance scenarios, ensuring that best practices are upheld throughout the organization.

Key Responsibilities:



• Act as a senior expert on securities brokerage regulations • Lead support for high-risk compliance matters • Analyze and implement current regulatory requirements • Participate in developing compliance policies and procedures • Coordinate regulatory examinations and action plans

Requirements: • Significant experience in compliance within financial services • Strong knowledge of CIRO and CSA regulations • Familiarity with investment dealer products • Ability to manage complex compliance cases autonomously • Excellent bilingual communication skills

Drive regulatory excellence and exceed compliance objectives in this impactful role.

📌 Montreal Compliance and Regulatory Expert (Winnipeg)
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📍 Winnipeg