Compliance Associate Director at RBC (Toronto)

Compliance Associate Director at RBC (Toronto)

18 Sep
|
RBC
|
Toronto

18 Sep

RBC

Toronto

Take the next step in your compliance career at RBC Global Asset Management as an Associate Director. This key role, based in Toronto or Vancouver, focuses on regulatory compliance expertise and program oversight.

As the Associate Director, you will engage in daily operations of compliance management, ensuring adherence to complex regulations in the financial services sector. Your commitment to interpreting and implementing compliance policies will aid in the stability and effective functioning of RBC GAM's program.

Key Responsibilities: • Summarize and interpret complex regulatory rules • Develop and conduct compliance policy implementation • Equip internal teams with compliance training and advice • Execute regulatory compliance monitoring and testing • Manage day-to-day compliance operational tasks

Requirements: • 2-4 years regulatory compliance experience in Canada • Preferred degree in Business, Finance, or Law • Familiarity with National Instruments 31-103, 81-102, 81-107 • Excellent analytical skills and attention to detail • Proven ability to prioritize tasks and meet deadlines

Contribute your compliance knowledge to shape the future of financial services at RBC. #J-18808-Ljbffr

📌 Compliance Associate Director at RBC (Toronto)
🏢 RBC
📍 Toronto

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