Fiera Capital is hiring a Compliance Counselor to manage regulatory compliance for its Canadian client base. This hybrid position requires skills in regulatory oversight and a solid focus on client documentation processes.

As part of the Global Regulatory Compliance team, you will oversee AML/ATF compliance, KYC processes, and the monitoring of client interactions. This role involves enhancing compliance controls and executing various surveillance programs to ensure adherence to regulatory standards and internal policies.

Key Responsibilities:
• Manage controls related to regulatory compliance
• Conduct KYC reviews and identify deficiencies
• Execute client due diligence processes
• Review marketing materials for compliance alignment
• Collaborate on compliance training for employees

Requirements:
• Bachelor’s degree in finance or related field
• At least five years of experience in compliance roles
• Knowledge of regulatory frameworks and best practices
• Proficient in both French and English
• Strong project management and communication skills.

Utilize your knowledge in regulatory compliance to foster effective client relationships at Fiera Capital.
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📌 Fiera Capital Compliance Counselor Role (Ontario)
🏢 TAL Life
📍 Ontario