18 Sep
|
Brookfield Asset Management
|
Ontario
18 Sep
Brookfield Asset Management
Ontario
Lead the Compliance team at Brookfield Credit as the Manager, focusing on operational efficiency in compliance workflows. Ensure accurate handling of compliance issues across diverse investment sectors.
This managerial position offers a chance to engage deeply with investment compliance operations, partnering with key stakeholders across the Investments, Legal, and Accounting teams. You will manage compliance alerts, mentor junior associates, and drive improvements in our operational processes, solidifying Brookfield’s reputation in asset management.
Key Responsibilities:
• Oversee daily compliance operations and alert management
• Assess client compliance reporting for completeness
• Design processes aligned with auditing practices
• Collaborate to interpret investment regulations
• Review quarterly compliance procedures and audits
Requirements:
• Bachelor’s degree in Finance, Economics, or similar
• 5+ years in investment services or asset management
• Proven experience in compliance and financial regulations
• Advanced skills in Excel and reporting tools
• Knowledge of insurance regulatory frameworks
Utilize your compliance knowledge to support Brookfield’s commitment to excellence.
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📌 Brookfield Credit Compliance Manager Role (Ontario)
🏢 Brookfield Asset Management
📍 Ontario