About the positionHaywood Securities Inc./Haywood Securities (USA) Inc. is seeking an experienced Manager, Anti-Money Laundering and Anti-Terrorist Financing (Manager, AML/ATF) to join our team in either our Vancouver or Toronto offices. Reporting to the V.P. Compliance, you will play a critical role in the enhancement, implementation and execution of an AML/ATF program that satisfies the PCMLTF Act and Regulations, and CIRO regulatory requirements.ResponsibilitiesMonitor regulatory changes, industry developments, and emerging risks related to AML/ATF and sanctionsAML/ATF program oversight, designed to ensure adherence with federal and industry requirements and best practice.Recommend solutions to optimize the effectiveness and the efficiency of the AML/ATF Program, supporting the evolution of the processes, tools and systems.Oversee and/or conduct AML/ATF sanctions screening, transaction monitoring and enhanced due diligence activities, prepare risk assessments and investigation reports, completing prescribed reporting, and keep detailed AML/ATF recordsWork closely with the other compliance teams in managing account and transaction related AML/ATF risk indicia.Support the V.P. Compliance in completing the firm’s AML risk assessments,



managing the AML effectiveness review and delivering AML/ATF training.Promote AML risk management culture through the design and reporting on key metrics and risks to senior leaders and compliance management on the status of the AML/ATF Program.RequirementsMinimum 6 to 8 years of relevant AML/ATF experience with preferably at least 2 years in an investment dealer or regulatory agency.Strong understanding of applicable Canadian AML/ATF laws and regulations and knowledge of US AML/ATF requirements and global regulatory trends.Completion of CAMS, the Canadian Securities Course and/or the Securities Industry Essentials course is an asset.Excellent analytical, problem solving, organizational and communication skills are a must.Professional demeanor in all forms of interpersonal communication.Proactive approach to job responsibilities. Flexible personality to take on new challenges as they arise and ability to excel within a team setting.BenefitsWe offer competitive salaries as well as opportunities for professional and personal development. We also offer a full suite of competitive benefits which includes extended health, dental, long-term disability, life insurance and accidental death and dismemberment coverage.Status: Permanent full-timeCompensation: $110,000 - $140,000Vacancy: This is an existing position#J-18808-Ljbffr

📌 Manager, Anti Money Laundering & Terrorist Financing Prevention - C$110,000 - C$140,000 A Year (Winnipeg)
🏢 Haywood Securities
📍 Winnipeg