Start your journey with Questrade Financial Group as a Compliance Analyst! This hybrid role focuses on investigation, regulatory reporting, and compliance monitoring, vital for the financial services domain.
As a Compliance Analyst within the Enterprise Compliance team, you will support the management of regulatory requirements and follow through on investigations into client complaints. This position emphasizes integrity and precision, requiring exceptional organizational skills and a proactive approach to regulatory timelines and reporting processes.
Key Responsibilities:
• Conduct investigations into client complaints and concerns
• Prepare detailed reports for regulatory bodies
• Monitor compliance within the organization effectively
• Review employee disclosures and maintain documentation
• Assist in compliance audits and control tests
Requirements:
• Post-secondary education in related fields
• Banking and investment product knowledge
• Solid planning and time-management abilities
• Capacity to analyze complex information independently
• Openness to learning AI tools and technologies
Drive compliance efforts forward at Questrade in a forward-thinking, cutting-edge team environment.
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📌 Questrade Compliance Analyst Position (Ontario)
🏢 Questrade Financial Group
📍 Ontario
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