Select how often (in days) to receive an alert: Select how often (in days) to receive an alert: Please be advised that our Careers site will be unavailable from November 28 at 12am ET to November 29 12am ET for scheduled system maintenance. Title: Manager, SCI Regulatory Reporting, GBM Finance Requisition ID: Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. Purpose Contributes to the overall success of Scotia Capital Inc. ("SCI") Regulatory Reporting, GBM Finance in Canada ensuring specific individual goals, plans, initiatives are executed / delivered in support of the team's business strategies and objectives. Ensure all activities conducted are in compliance with governing regulations, internal policies and procedures. Is this role right for you? In this role you will: Be responsible for the preparation, analysis and/or review of daily/monthly/annual regulatory reports that support the completion of regulatory deliverables such as Monthly Financial Report ("MFR"), Form 1,



Notes to Financial Statements and the Statement of Member Assets by Location filings to Canadian Investment Regulatory Organization ("CIRO")/Canadian Investor Protection Fund ("CIPF"). Lead the consolidation efforts and subsequent analysis of the regulatory/financial information solicited from numerous SCI supporting units, inclusive of investigation and resolution of any identified data discrepancies. Act as a central conduit for all internal and external audit inquiries; additionally, responsible for the coordination and oversight of critical deliverables and walk throughs to the external auditors. Conduct orderly execution of the annual CIRO Financial and Operations Compliance field examination and applicable testing of the internal controls and procedures that support CIRO requirements of the Annual Attestation of Internal Controls. Supervise Control

📌 Manager, Sci Regulatory Reporting, Gbm Finance (Toronto)
🏢 Scotiabank
📍 Toronto