Enhance advisor compliance at Hub Financial as an Advisor Compliance and Business Practices Specialist, working in a hybrid capacity. Your role is pivotal in ensuring regulatory adherence for our financial advisors.
This position calls for a detail-oriented qualified to manage compliance monitoring and reporting for advisors in the insurance sector. You will review operations, conduct audits, and escalate any compliance issues while collaborating with Insurers to meet industry expectations and maintain conduct standards.
Key Responsibilities:
• Support the compliance department's strategic initiatives
• Analyze broker account compliance and escalated issues
• Prepare compliance-related reports and trend analysis




• Conduct audits and manage documentation for all advisors
• Coordinate various compliance projects as assigned
Requirements:
• Minimum three years of relevant industry experience
• Strong understanding of life insurance compliance standards
• Excellent skills in Microsoft Excel and other Office tools
• Experience with compliance management systems is advantageous
• Bilingualism (French/English) is a plus
Utilize your compliance knowledge at Hub Financial to empower advisors and strengthen client service quality.
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📌 Business Practices and Compliance Advisor (Vaughan)
🏢 HUB International
📍 Vaughan