Transform compliance leadership at iA Private Wealth as the Lead Compliance Director for Tier 1 Oversight. Ensure regulatory requirements are met through proactive management and training.

As a key member of the compliance team, you will spearhead the Business Conduct & Tier 1 Surveillance Program across all branches in Canada. This role challenges you to mentor a team and engage with various regulatory bodies while developing critical compliance policies. Your leadership will directly impact how standards are implemented and maintained.

Key Responsibilities:



• Supervise daily compliance monitoring and integrity checks • Enhance training programs for Tier 1 employees • Lead the branch visit initiative for regulatory adherence • Prepare compliance communications and policy revisions • Conduct impact analysis of recent regulatory policies

Requirements: • Minimum 10 years of experience in the securities industry • Degree in a relevant field is essential • Bilingual proficiency in French and English • Robust analytical and communication skill set • Expertise in regulatory interactions including IIROC

Elevate compliance standards at iA Private Wealth with your leadership and regulatory expertise. #J-18808-Ljbffr

📌 Lead Compliance Director - Tier 1 Oversight (Winnipeg)
🏢 iA Financial Group (Industrial Alliance)
📍 Winnipeg