Join Fidelity Clearing Canada in Toronto as a Compliance Manager, offering a hybrid work schedule. This role emphasizes oversight for complex account openings and regulatory compliance.
In the Compliance Manager FCC role, you will ensure compliance with AML and other regulations while managing complex account processes. You’ll collaborate with teams to provide guidance on documentation and compliance inquiries. A strong background in broker-dealer operations, preferably with 5+ years of experience, is essential to address compliance-related issues effectively.
Key Responsibilities:
• Oversee the end-to-end account opening for complex structures
• Conduct compliance training for team members




• Support regulatory compliance audits and inquiries
• Ensure correct documentation for complex client accounts
• Assist with internal policies and procedures updates
Requirements:
• University Degree in related field or equivalent
• 5+ years managing compliance or operations
• Excellent verbal and written communication
• Solid analytical and problem-solving skills
• Proficient in Microsoft applications
Bring your expertise to Fidelity and support our commitment to regulatory excellence.
#J-18808-Ljbffr

📌 Fidelity Compliance Manager Role Available (Toronto)
🏢 Fidelity International
📍 Toronto