Join Fiera Capital as a Counselor for Global Regulatory Compliance, focusing on compliance oversight for Canadian clients. This hybrid role emphasizes KYC, compliance controls, and continuous improvement. The Counselor will report directly to the Manager of Global Regulatory Compliance, executing key compliance programs and monitoring controls related to regulatory obligations.
Collaboration with various stakeholders is critical to achieving compliance goals and effective training delivery. Monitor and test controls for client compliance
- Implement improvements for regulatory compliance issues
- Conduct due diligence on compliance-related matters
- Assist in regulatory examinations and inquiries Bachelor's degree relevant to finance or business
- Five years of regulatory compliance experience
- In-depth knowledge of compliance best practices
- Leverage your compliance expertise at Fiera Capital to support effective client management.
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📌 Counselor for Regulatory Compliance Initiatives (Toronto)
🏢 TAL Life
📍 Toronto
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