What’s in it for you as an employee of QFG? Health & wellbeing resources and programs Paid vacation, personal, and sick days for work-life balance Competitive compensation and benefits packages Work-life balance in a hybrid environment with at least 3 days in office Career growth and development opportunities Opportunities to contribute to community causes Work with diverse team members in an inclusive and collaborative environment This job posting is for an existing vacancy. We’re looking for our next Manager, Compliance. Could It Be You? Reporting to the Director, the successful Manager, Compliance is a key subject matter expert and people manager with a focus on Trade Conduct Compliance (TCC) to steward Questrade Inc, compliance to uphold adherence to trading rules and regulations prescribed by the Canadian Investment Regulatory Organization (CIRO) and other provincial securities commissions and regulators. The successful Manager, Compliance shall be responsible for Questrade’s compliance and supervision programs in multiple asset classes with a focus on TCC but also capturing, delivering and enhancing elements of Questrade’s policies and procedures. The role also requires a degree of people and project management, with comfort and fluidity with complementary technology platforms.



Need more details? Keep reading… In this role, responsibilities include but are not limited to: Ensure firm adherence to policies and procedures, and related regulations. Manage a small team and ad hoc compliance projects. Oversee advance and enhance technology platforms and related reports and documentation to optimize technology usage to deliver superior up-to-date compliance oversight. Promptly and professionally prepare and submit various regulatory filings, audit requests and responses as required. Ensure effective and efficient trade surveillance for multiple asset classes as required by UMIR, MX-R regulations. Work with management in the development and enhancement of products and services to ensure compliance with applicable laws and regulations. Escalate critical issues with a sense of urgency and problem-solving skills. Thoughtfully engage colleagues to create a professional and collegial high performing team. Ensure proactive compliance for assigned lines of business. Take ownership of processing and completing all tasks as assigned. Act as a source of expert knowledge of regulatory compliance requirements. Clearly communicate to colleagues the compliance standards required of individuals. Conduct daily and monthly

📌 Manager, Compliance (Toronto)
🏢 Questrade Financial Group
📍 Toronto