Become a Case Assessment Officer at the Canadian Investment Regulatory Organization (CIRO) and play a vital role in investor protection. This hybrid position is perfect for those keen on financial regulatory compliance. In this role within CIRO's Enforcement Department, you will lead preliminary investigations into regulatory complaints.

This involves gathering data, analyzing documents, and preparing descriptive reports to identify regulatory misconduct and recommend actions. Your efforts will directly contribute to the integrity of Canada’s capital markets. Key Responsibilities:

- Analyze financial documents and prepare comprehensive reports
- Recommend actions on regulatory complaints linked to dealers
- Keep detailed records of all case assessments
- Communicate outcomes effectively to stakeholders
- Review daily submissions in the ComSet database

Requirements:

- Bachelor's degree in finance or economics preferred
- Completion of the Canadian Securities Course
- 2-3 years of experience in the financial sector
- Solid research and analytical skills
- Proficient in written and verbal communication

Join CIRO and utilize your skills to enhance market integrity for investors.

📌 Join CIRO as a Case Assessment Officer (Montreal)
🏢 ciro]
📍 Montreal