Transform compliance leadership at iA Private Wealth as the Lead Compliance Director for Tier 1 Oversight. Ensure regulatory requirements are met through proactive management and training. As a key member of the compliance team, you will spearhead the Business Conduct & Tier 1 Surveillance Program across all branches in Canada.

This role challenges you to mentor a team and engage with various regulatory bodies while developing critical compliance policies. Your leadership will directly impact how standards are implemented and maintained. Key Responsibilities:

- Supervise daily compliance monitoring and integrity checks
- Enhance training programs for Tier 1 employees
- Lead the branch visit initiative for regulatory adherence
- Prepare compliance communications and policy revisions
- Conduct impact analysis of recent regulatory policies Requirements:
- Minimum 10 years of experience in the securities industry
- Degree in a relevant field is essential
- Bilingual proficiency in French and English
- Strong analytical and communication skill set
- Expertise in regulatory interactions including IIROC Elevate compliance standards at iA Private Wealth with your leadership and regulatory expertise.

📌 Lead Compliance Director - Tier 1 Oversight (Toronto)
🏢 iA Financial Group (Industrial Alliance)
📍 Toronto