Join Fiera Capital as a Counselor for Global Regulatory Compliance, focusing on compliance oversight for Canadian clients. This hybrid role emphasizes KYC, compliance controls, and continuous improvement.

The Counselor will report directly to the Manager of Global Regulatory Compliance, executing key compliance programs and monitoring controls related to regulatory obligations. You will work on improving identified control gaps and ensure accurate KYC documentation. Collaboration with various stakeholders is critical to achieving compliance goals and effective training delivery.

Key Responsibilities:



• Monitor and test controls for client compliance • Implement improvements for regulatory compliance issues • Review client onboarding documentation for deficiencies • Conduct due diligence on compliance-related matters • Assist in regulatory examinations and inquiries

Requirements: • Bachelor's degree relevant to finance or business • Five years of regulatory compliance experience • In-depth knowledge of compliance best practices • Robust organizational and communication skills • Ability to work independently and with diverse teams.

Leverage your compliance expertise at Fiera Capital to support effective client management. #J-18808-Ljbffr

📌 Counselor for Regulatory Compliance Initiatives (Winnipeg)
🏢 TAL Life
📍 Winnipeg