Become a Senior Branch Manager at CI Assante Wealth Management and ensure compliance and operational excellence. This role demands leadership in overseeing branch activities and personnel.
As Senior Branch Manager, you are responsible for supervising an assigned group of registered individuals at CI Assante Wealth Management. You will approve new accounts, provide essential training, and ensure compliance with all regulatory requirements. Monitoring performance and education will be key for maintaining high standards of practice.
Key Responsibilities: • Oversee registered individuals and branch operations • Approve New Account Applications and documentation • Ensure compliance with securities legislation • Conduct ongoing training and supervision • Report challenges and responsible client issues
Requirements: • At least 5 years in the securities field with 2 years in leadership • Required CIRO license upon hiring • Relevant undergraduate degree • Strong knowledge of securities laws • Experience with financial transaction systems
Lead CI Assante Wealth Management in maintaining exemplary standards as a Senior Branch Manager. #J-18808-Ljbffr
📌 Senior Branch Manager at CI Assante Wealth Management (Winnipeg)
🏢 CI Financial
📍 Winnipeg
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