Investigations Compliance Specialist - Hybrid (Ontario)

Investigations Compliance Specialist - Hybrid (Ontario)

16 Sep
|
ivari Canada
|
Ontario

16 Sep

ivari Canada

Ontario

ivari Canada is seeking a Compliance Specialist, Investigations to support the Distribution Compliance program by conducting advisor investigations and analyzing data and trends. You will ensure investigations are fair, transparent, objective, and compliant with regulatory requirements and ivari policies.
You will develop expertise in applicable regulations, prepare investigation reports, and advise on actions while monitoring implementation and outcomes across the advisor network.

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📌 Investigations Compliance Specialist - Hybrid (Ontario)
🏢 ivari Canada
📍 Ontario

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