Elevate your compliance career as a Senior Regulatory Compliance Advisor in downtown Montreal. Drive regulatory management and compliance strategies in a hybrid work environment with ample perks and competitive salary. Reporting to the Director of Compliance, this permanent full-time role demands extensive knowledge of securities regulations and robust compliance expertise.

You will handle complex compliance cases, support the Chief Compliance Officer, and collaborate with various teams to identify regulatory risks and implement necessary actions. Your contribution will guide the governance of key regulatory programs. Key Responsibilities:

- Serve as a senior expert on brokerage regulations
- Analyze and implement new regulatory requirements




- Lead investigations and support compliance matters
- Contribute to governance of AML and FATCA programs
- Prepare for regulatory examinations and follow-up actions Requirements:
- Significant compliance experience in financial services
- Knowledge of CIRO and CSA requirements
- Strong understanding of investment products and activities
- Experience in managing complex compliance cases
- Excellent communication skills in French and English Utilize your regulatory expertise and leadership to enhance compliance practices in the financial sector in this crucial role.

📌 Senior Compliance Officer - Regulatory and AML (Montreal)
🏢 Recruit Action
📍 Montreal